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Richard Shanley, AIF®, CFP®, Principal

Richard Shanley, AIF®, CFP®, Principal

Principal & Founder

Rick is a founding partner of Horizon Wealth Management. Rick entered the financial services industry in 1999 and began working with clients in 2001 in a financial planning and investment advisory role. For over 15 years he has guided clients through multiple market cycles and major life events.   Rick’s core competency is retirement planning. He has helped clients in or nearing retirement develop effective wealth accumulation, retirement income distribution and legacy planning strategies designed to help preserve a lifetime of assets while minimizing the impact of taxes.  Rick leads the financial planning team at Horizon Wealth Management.

Rick is a CERTIFIED FINANCIAL PLANNERTM professional. The CFP® certification identifies financial professionals who have met rigorous education, examination and experience requirements while adhering to the CFP Board’s high standards of ethical conduct. Rick holds his FINRA Series 6, 7, 24 and 63 securities registrations through LPL Financial. He also achieved the Accredited Investment Fiduciary (AIF®) designation, signifying a thorough knowledge of fiduciary responsibility and the ability to implement a prudent process that meets a defined standard of care for investments.

Rick is very active in the local community.  He currently serves on the Board of Directors for the Community Memorial Foundation, www.cmfdn.org, in the role of Treasurer.  

Rick attended Indiana University and received a Bachelor of Science in Education in 1994.  He resides in LaGrange with his three children Abby, Matthew, and Benjamin.